FCA outlines improvements for company Consumer Duty reports – Mortgage Strategy
The Monetary Conduct Authority has set 5 options that of a great Client Responsibility report and 5 areas for enchancment. ...
Tag: FCA
FCA to probe consolidation in advice market – Mortgage Strategy
The Monetary Conduct Authority has introduced plans to assessment consolidation inside the recommendation market. In a letter despatched to recommendation ...
Some firms doing ‘bare minimum’ to comply with AR rules: FCA – Mortgage Strategy
The Monetary Conduct Authority has stated that principal agency’s oversight of their appointed representatives is enhancing, however is worried that ...
FCA delays publication of politically exposed persons report – Mortgage Strategy
The Monetary Conduct Authority has pushed again the publication of its assessment into the therapy of politically uncovered individuals till ...
Crypto Firms Receive FCA ‘Final Warning’ Ahead of UK Marketing Overhaul
Crypto companies advertising their property to UK customers have acquired a stern warning in a missive dated September 21 from ...